Vested Equities is a trusted Australian Financial Services Licence (AFSL) holder, authorised by ASIC (AFSL 478987), offering comprehensive support for Authorised Representatives and Corporate Authorised Representatives seeking to provide general financial advice to wholesale and retail clients.
If you're ready to grow your financial advice business without the burden of managing your own licence, we provide the framework, compliance support, and flexibility you need to succeed.
Financial education businesses offering general advice
Equity Research services
Financial Product Promoters
We provide the necessary authorisation for you to operate as a Corporate Authorised Representative (CAR) or Authorised Representative (AR) under our AFSL, allowing you to focus on client outcomes—not compliance headaches.
What You Get With Vested Equities
✅ General Advice Authorisation
We support businesses providing general financial product advice, by authorising them to provide advice and deal in financial products for the following assets:
Basic deposit products and payment products.
Derivatives
Interest in Managed Investment schemes including investor directed portfolio services.
✅ Retail & Wholesale Client Coverage
Our AFSL permits general advice to both retail and wholesale clients, ensuring you have the flexibility to engage your ideal audience.
✅ Comprehensive Compliance Support
Our in-house compliance team provides:
Review of advice materials and marketing
Ongoing CPD tracking and education
Quarterly audits and file reviews
ASIC reporting and policy guidance
✅ Flexible, Scalable Solutions
Whether you're a solo operator or a growing advice group, we tailor our authorisation and compliance model to support your business goals and structure.
Why Partner With Vested Equities?
ASIC-Approved, Fully Compliant AFSL
Industry-Experienced Leadership Team
Fast & Transparent Onboarding Process
Compliance Without the Red Tape
Relationship-Based, Not Transactional
We take pride in supporting ambitious financial services professionals with a high-touch, responsive service model.
Get Started Today
Ready to grow your advisory business under a reliable, well-managed AFSL?
Contact us to find out how we can support you as an Authorised Representative or Corporate Authorised Representative.
